DFX Intelligence

N••••• M•••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

N••••• M•••••• L•••

Advisor at C••••••••• I••••••••• A•••••••• L••

TAMPA, FL

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Search this name across graphsid dfx:ria:56976d1d-476b-0838-9401-6c60d6c74583

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Feb 29, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••• M•••••• L•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Jan 6, 2025	n/a	yes	TAMPA, FL	Current employment
W••••••••• L••	Former SEC adviser	Jul 31, 2018	Jun 1, 2022	no	CARY, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• L••	C••••••••• I••••••••• A•••••••• L••	Jun 1, 2022	Jan 6, 2025	950	Firm change after gap	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W••••••••• L••	Aug 17, 2016	Jul 31, 2018

Relationships

Registered with (5)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ W••••••••• L••Registered adviserregistration: previous registration
Jul 31, 2018 to Jun 1, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 5, 2013 to Aug 17, 2016factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Jun 1, 2022
Advisor changed firm
N••••• M•••••• L••• left W••••••••• L•• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56976d1d-476b-0838-9401-6c60d6c74583
First observed: Feb 29, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.