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Advisor at KESTRA ADVISORY SERVICES, LLC
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 5, 2023 | n/a | yes | RALEIGH, NC | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Sep 16, 2003 | Apr 17, 2007 | no | WASHINGTON, DC|BETHESDA, MD|BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | KESTRA ADVISORY SERVICES, LLC | Apr 17, 2007 | Jun 5, 2023 | 5,893 | Firm change after gap | Other |