This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0

Regulatory AUM

$404MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$404M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

6

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3

Private funds

1Schedule D 7.B(1)

SEC number

801-129605

CRD

328387

Filings on the tape

9

First filed

Jan 31, 2024

Latest filed

Mar 31, 2026

Organised

Limited Partnership, DE

Website

charteroakadvisors.com

• Occurred

  Mar 4, 2024
  Control person joined

  J Alan Cook (Trustee) appeared on Schedule A of Charter Oak Advisors Lp

  Form ADVobserved 5 days ago
• Occurred

  Jan 31, 2024
  First Form ADV filing

  Charter Oak Advisors Lp filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:569c9b2c-4f89-e312-348d-62eef5ad79c1

First observed

Jan 31, 2024

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.