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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ADAMS CHETWOOD WEALTH MANAGEMENT LLC

CRD 174978

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56a4524d-9f13-68f6-d61a-52e34abbe8fb

Data as of Mar 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 9
On other graphs: 0
Observed: Apr 30, 2015 to Mar 16, 2022
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $294MItem 5.F on the latest filing (2022-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $290M
Private client RAUM: $286MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 717
Individual clients: 75
High net worth clients: 120
Custody, client assets: $105M
SEC number: 801-96322
CRD: 174978
Filings on the tape: 26
First filed: Apr 30, 2015
Latest filed: Mar 16, 2022
Organised: Limited Liability Company, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHETWOOD III, JAMES, FREDERIC	MANAGING PARTNER	E	yes	05/2015	Apr 30, 2015	Mar 16, 2022
DISNEY, MICHELLE, ALAYNE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2015	Jun 5, 2015	Mar 16, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 16, 2022	$294M	$290M	6	3	0	n/a	n/a
2020	Mar 30, 2021	$251M	$245M	5	3	0	n/a	n/a
2019	Mar 2, 2020	$221M	$206M	4	3	0	n/a	n/a
2018	Mar 25, 2019	$177M	$162M	5	4	0	n/a	n/a
2017	Mar 19, 2018	$166M	$163M	5	4	0	n/a	n/a
2016	Feb 15, 2017	$149M	$146M	5	3	n/a	n/a	n/a
2015	Jan 29, 2016	$125M	$125M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$294M	$251M	16.9%	$177M	18.5%	6	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALLWORTH FINANCIAL, L.P.	3	Jul 7, 2022	Jun 1, 2022	DURHAM, NC	Firm absorbed	RIA to ibd	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Jun 1, 2015	Jun 1, 2015	DURHAM, NC	Team lift out	Wirehouse to new firm	0.0%

Relationships

Controls (2)

← CHETWOOD III, JAMES, FREDERICOwnerMANAGING PARTNER, ownership code E, individual
Apr 30, 2015 to presentfactForm ADV
← DISNEY, MICHELLE, ALAYNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 5, 2015 to presentfactForm ADV

Registered with (4)

← JAMES FREDERIC CHETWOOD IIIAdvisorregistration: previous registration
May 29, 2015 to Jul 7, 2022factForm ADV
← MICHELLE ALAYNE DISNEYAdvisorregistration: previous registration
Jun 1, 2015 to Jul 7, 2022factForm ADV
← Donella R WinklerAdvisorregistration: previous registration
Oct 19, 2021 to Jul 7, 2022factForm ADV
← KATHERINE MARIE EDWARDSAdvisorregistration: previous registration
Aug 15, 2018 to Jan 26, 2022factForm ADV

Moved with (2)

→ ALLWORTH FINANCIAL, L.P.Registered adviser3 advisors, firm absorbed, same day
Jul 7, 2022 to Jun 1, 2022factForm ADV
← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Jun 1, 2015 to Jun 1, 2015factForm ADV

Dated events

Occurred
Jul 7, 2022
Firm absorbed
Adams Chetwood Wealth Management LLC's advisors moved to Allworth Financial, L.P. (Durham, NC): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jul 7, 2022
Advisor changed firm
Donella R Winkler left Adams Chetwood Wealth Management Llc for Allworth Financial, L.P. (registered 2022-06-01)
Form ADVobserved 4 days ago
Occurred
Jul 7, 2022
Advisor changed firm
Michelle Alayne Disney left Adams Chetwood Wealth Management Llc for Allworth Financial, L.P. (registered 2022-06-01)
Form ADVobserved 4 days ago
Occurred
Jul 7, 2022
Advisor changed firm
James Frederic Chetwood Iii left Adams Chetwood Wealth Management Llc for Allworth Financial, L.P. (registered 2022-06-01)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2022
Control person left
Dhue Roderick Adams (Managing Member) no longer on Schedule A of Adams Chetwood Wealth Management Llc (listed 2021-04-22, absent 2022-03-16)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2022
Advisor changed firm
Katherine Marie Edwards left Adams Chetwood Wealth Management Llc for Mainstreet Financial Planning, Inc. (registered 2022-10-18)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2021
Control person joined
Dhue Roderick Adams (Managing Member) appeared on Schedule A of Adams Chetwood Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 2, 2020
Control person left
Dhue Roderick Adams (Managing Partner) no longer on Schedule A of Adams Chetwood Wealth Management Llc (listed 2019-04-30, absent 2020-03-02)
Form ADVobserved 4 days ago
Occurred
Apr 30, 2015
First Form ADV filing
Adams Chetwood Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56a4524d-9f13-68f6-d61a-52e34abbe8fb
First observed: Apr 30, 2015
Last observed: Mar 16, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADAMS CHETWOOD WEALTH MANAGEMENT LLC

CRD 174978

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56a4524d-9f13-68f6-d61a-52e34abbe8fb

Data as of Mar 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHETWOOD III, JAMES, FREDERIC

MANAGING PARTNER

yes

05/2015

Apr 30, 2015

Mar 16, 2022

DISNEY, MICHELLE, ALAYNE

CHIEF COMPLIANCE OFFICER

yes

06/2015

Jun 5, 2015

Mar 16, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 16, 2022

$294M

$290M

n/a

2020

Mar 30, 2021

$251M

$245M

n/a

2019

Mar 2, 2020

$221M

$206M

n/a

2018

Mar 25, 2019

$177M

$162M

n/a

2017

Mar 19, 2018

$166M

$163M

n/a

2016

Feb 15, 2017

$149M

$146M

n/a

2015

Jan 29, 2016

$125M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$294M

$251M

16.9%

$177M

18.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALLWORTH FINANCIAL, L.P.

Jul 7, 2022

Jun 1, 2022

DURHAM, NC

Firm absorbed

RIA to ibd

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Jun 1, 2015

DURHAM, NC

Team lift out

Wirehouse to new firm

0.0%