DFX Intelligence

B••• V••••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

B••• V••••••• F•••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56b5566c-ff63-613c-f51d-3bc009e9e989

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 11, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 28, 2024	n/a	yes	SAN DIEGO, CA\|SIOUX FALLS, SD\|Sioux Falls, SD	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Oct 13, 2010	Apr 11, 2024	no	SIOUX FALLS, SD\|SIOUX FALLS, SD\|SIOUX FALLS, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Apr 11, 2024	Mar 28, 2024	-14	Firm change	Ibd to ibd
C••••• A•••••• N••••••• L••	S••••••••• A•••••• A•••••••• I•••	Oct 12, 2010	Oct 13, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:SD:2024-03-19	Apr 11, 2024	Mar 28, 2024	SIOUX FALLS, SD	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2010 to Apr 11, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Dec 11, 1997 to Oct 12, 2010factForm ADV

Dated events

Occurred
Apr 11, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56b5566c-ff63-613c-f51d-3bc009e9e989
First observed: Dec 11, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.