DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

HANG THANH NGUYEN

Advisor at WELLS FARGO ADVISORS

IRVINE, CA | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56b5fd8a-a07b-98ad-e02d-797bee4b0153

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 19, 2009
First registration: Aug 20, 2009
Dual registered: yes, broker-dealer
Other names: TIFFANIE THANH NGUYEN|HANG THANH NGUYEN|Hang (Tiffanie) Nguyen|Hang Nguyen|HANG T NGUYEN
IAPD individual key: 5670774

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 21, 2022	n/a	yes	IRVINE, CA\|NEWPORT BEACH, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 22, 2017	Aug 30, 2022	no	WESTMINSTER, CA\|WESTMINSTER, CA\|HUNTINGTON BEACH, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Feb 7, 2012	Nov 3, 2017	no	CYPRESS, CA\|GARDEN GROVE, CA\|NORWALK, CA\|CERRITOS, CA\|DOWNEY, CA\|LONG BEACH, CA\|LONG BEACH, CA\|Pasadena, CA\|TORRANCE, CA\|Long Beach, CA\|TORRANCE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jan 5, 2012	no	GARDEN GROVE, CA\|NEWPORT BEACH, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 20, 2009	Jan 3, 2011	no	GARDEN GROVE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Aug 30, 2022	Oct 21, 2022	52	Firm change	Wirehouse to wirehouse
CUNA BROKERAGE SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Nov 3, 2017	Nov 22, 2017	19	Firm change	Other
WELLS FARGO ADVISORS	CUNA BROKERAGE SERVICES, INC.	Jan 5, 2012	Feb 7, 2012	33	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:CA:2022-08-30	Aug 30, 2022	Oct 21, 2022	HUNTINGTON BEACH, CA	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jan 5, 2012factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 22, 2017 to Aug 30, 2022factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 7, 2012 to Nov 3, 2017factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 20, 2009 to Jan 3, 2011factForm ADV

Dated events

Occurred
Aug 30, 2022
Advisor changed firm
Hang Thanh Nguyen left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2022-10-21)
Form ADVobserved 4 days ago