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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SEASTONE CAPITAL MANAGEMENT, L.P.

CRD 164069

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56c255e4-4e5e-0e8f-ee00-56ac91928962

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2012 to Mar 30, 2016
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $512MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $512M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $448Mgross asset value as reported per fund; never fund size
Custody, client assets: $448M
SEC number: 801-76591
CRD: 164069
Filings on the tape: 8
First filed: Apr 17, 2012
Latest filed: Mar 30, 2016
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SEASTONE MASTER FUND, L.P.	Hedge Fund	$448M	Mar 30, 2016	18	Jun 22, 2012	reported	021-99999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAVES, ANTHONY, (NMN)	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2012	Jun 22, 2012	Mar 30, 2016
HUFF, CRAIG, ALLEN	SENIOR MANAGING MEMBER	C	yes	02/1997	Jun 22, 2012	Mar 30, 2016
OH, KENNEY, YOUNG	Owner	E	yes	01/2013	Apr 17, 2012	Mar 30, 2016
OH, KENNEY, YOUNG	MANAGING MEMBER	E	yes	06/2012	Apr 17, 2012	Mar 30, 2016
OH, KENNEY, YOUNG	Owner	E	yes	12/2012	Apr 17, 2012	Mar 30, 2016
OH, KENNEY, YOUNG	CHIEF EXECUTIVE OFFICER	Na	yes	04/2012	Apr 17, 2012	Mar 30, 2016
RCGM, LLC	MANAGING MEMBER	F	yes	10/1997	Jun 22, 2012	Mar 30, 2016
RESERVOIR CAPITAL GROUP, L.L.C.	GENERAL PARTNER	F	yes	07/2010	Jun 1, 2012	Mar 30, 2016
RESERVOIR STRATEGIC PARTNERS FUND GP, LLC	GENERAL PARTNER	F	yes	07/2010	Jun 22, 2012	Mar 30, 2016
SEASTONE ASSOCIATES, L.L.C.	MANAGING MEMBER SEASTONE ADVISORS, L.L.C.	E	yes	01/2013	Mar 31, 2014	Mar 30, 2016
SEASTONE CAPITAL MANAGEMENT GP, L.L.C.	GENERAL PARTNER	Na	yes	06/2012	Jun 1, 2012	Mar 30, 2016
SEASTONE MANAGEMENT ASSOCIATES, L.L.C.	LIMITED PARTNER	D	yes	12/2012	Apr 1, 2013	Mar 30, 2016
STERN, DANIEL, HENNELLY	SENIOR MANAGING MEMBER	C	yes	02/1997	Jun 22, 2012	Mar 30, 2016
OH FAMILY 2012 TRUST	NON-MANAGING MEMBER - SEASTONE ADVISORS, L.L.C.	A	no	06/2012	Jun 22, 2012	Mar 30, 2016
OH, CECILIA, ARTACHO	TRUSTEE - OH FAMILY 2012 TRUST	A	no	06/2012	Jun 22, 2012	Mar 30, 2016
RESERVOIR STRATEGIC PARTNERS FUND, L.P.	LIMITED PARTNER	B	no	06/2012	Apr 1, 2013	Mar 30, 2016
SMITH, RICHARD, WARREN	TRUSTEE - OH FAMILY 2012 TRUST	A	no	06/2012	Jun 22, 2012	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEASTONE ADVISORS, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$512M	$512M	9	6	n/a	1	$448M
2014	Mar 31, 2015	$764M	$764M	12	7	n/a	1	$550M
2013	Mar 31, 2014	$1.1B	$1.1B	12	8	n/a	1	$575M
2012	Apr 1, 2013	$1.0B	$1.0B	10	7	n/a	1	$325M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$512M	$764M	-33.0%	$1.0B	-20.5%	9	12	n/a	n/a

Relationships

Advises (1)

→ SEASTONE MASTER FUND, L.P.Private fundHedge Fund, IA
Jun 22, 2012 to presentfactForm ADV

Controls (10)

← CHAVES, ANTHONY, (NMN)OwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 22, 2012 to presentfactForm ADV
← STERN, DANIEL, HENNELLYOwnerSENIOR MANAGING MEMBER, ownership code C, individual
Jun 22, 2012 to presentfactForm ADV
← OH, KENNEY, YOUNGOwnerOWNER, ownership code E, individual
Apr 17, 2012 to presentfactForm ADV
← HUFF, CRAIG, ALLENOwnerSENIOR MANAGING MEMBER, ownership code C, individual
Jun 22, 2012 to presentfactForm ADV
← RCGM, LLCOwnerMANAGING MEMBER, ownership code F, domestic entity
Jun 22, 2012 to presentfactForm ADV
← RESERVOIR CAPITAL GROUP, L.L.C.OwnerGENERAL PARTNER, ownership code F, domestic entity
Jun 1, 2012 to presentfactForm ADV
← RESERVOIR STRATEGIC PARTNERS FUND GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jun 22, 2012 to presentfactForm ADV
← SEASTONE ASSOCIATES, L.L.C.OwnerMANAGING MEMBER SEASTONE ADVISORS, L.L.C., ownership code E, domestic entity
Mar 31, 2014 to presentfactForm ADV
← SEASTONE CAPITAL MANAGEMENT GP, L.L.C.OwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 1, 2012 to presentfactForm ADV
← SEASTONE MANAGEMENT ASSOCIATES, L.L.C.OwnerLIMITED PARTNER, ownership code D, domestic entity
Apr 1, 2013 to presentfactForm ADV

Owns (4)

← OH, CECILIA, ARTACHOOwnerTRUSTEE - OH FAMILY 2012 TRUST, ownership code A, individual
Jun 22, 2012 to presentfactForm ADV
← SMITH, RICHARD, WARRENOwnerTRUSTEE - OH FAMILY 2012 TRUST, ownership code A, individual
Jun 22, 2012 to presentfactForm ADV
← OH FAMILY 2012 TRUSTOwnerNON-MANAGING MEMBER - SEASTONE ADVISORS, L.L.C., ownership code A, domestic entity
Jun 22, 2012 to presentfactForm ADV
← RESERVOIR STRATEGIC PARTNERS FUND, L.P.OwnerLIMITED PARTNER, ownership code B, domestic entity
Apr 1, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56c255e4-4e5e-0e8f-ee00-56ac91928962
First observed: Apr 17, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEASTONE CAPITAL MANAGEMENT, L.P.

CRD 164069

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56c255e4-4e5e-0e8f-ee00-56ac91928962

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SEASTONE MASTER FUND, L.P.

Hedge Fund

$448M

Mar 30, 2016

Jun 22, 2012

reported

021-99999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAVES, ANTHONY, (NMN)

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

06/2012

Jun 22, 2012

Mar 30, 2016

HUFF, CRAIG, ALLEN

SENIOR MANAGING MEMBER

yes

02/1997

Jun 22, 2012

Mar 30, 2016

OH, KENNEY, YOUNG

Owner

yes

01/2013

Apr 17, 2012

Mar 30, 2016

OH, KENNEY, YOUNG

MANAGING MEMBER

yes

06/2012

Apr 17, 2012

Mar 30, 2016

OH, KENNEY, YOUNG

Owner

yes

12/2012

Apr 17, 2012

Mar 30, 2016

OH, KENNEY, YOUNG

CHIEF EXECUTIVE OFFICER

yes

04/2012

Apr 17, 2012

Mar 30, 2016

RCGM, LLC

MANAGING MEMBER

yes

10/1997

Jun 22, 2012

Mar 30, 2016

RESERVOIR CAPITAL GROUP, L.L.C.

GENERAL PARTNER

yes

07/2010

Jun 1, 2012

Mar 30, 2016

RESERVOIR STRATEGIC PARTNERS FUND GP, LLC

GENERAL PARTNER

yes

07/2010

Jun 22, 2012

Mar 30, 2016

SEASTONE ASSOCIATES, L.L.C.

MANAGING MEMBER SEASTONE ADVISORS, L.L.C.

yes

01/2013

Mar 31, 2014

Mar 30, 2016

SEASTONE CAPITAL MANAGEMENT GP, L.L.C.

GENERAL PARTNER

yes

06/2012

Jun 1, 2012

Mar 30, 2016

SEASTONE MANAGEMENT ASSOCIATES, L.L.C.

LIMITED PARTNER

yes

12/2012

Apr 1, 2013

Mar 30, 2016

STERN, DANIEL, HENNELLY

SENIOR MANAGING MEMBER

yes

02/1997

Jun 22, 2012

Mar 30, 2016

OH FAMILY 2012 TRUST

NON-MANAGING MEMBER - SEASTONE ADVISORS, L.L.C.

06/2012

Jun 22, 2012

Mar 30, 2016

OH, CECILIA, ARTACHO

TRUSTEE - OH FAMILY 2012 TRUST

06/2012

Jun 22, 2012

Mar 30, 2016

RESERVOIR STRATEGIC PARTNERS FUND, L.P.

LIMITED PARTNER

06/2012

Apr 1, 2013

Mar 30, 2016

SMITH, RICHARD, WARREN

TRUSTEE - OH FAMILY 2012 TRUST

06/2012

Jun 22, 2012

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEASTONE ADVISORS, L.L.C.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$512M

n/a

$448M

2014

Mar 31, 2015

$764M

n/a

$550M

2013

Mar 31, 2014

$1.1B

n/a

$575M

2012

Apr 1, 2013

$1.0B

n/a

$325M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$512M

$764M

-33.0%

$1.0B

-20.5%

n/a