DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

David Andrew Huhtala

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56c750d4-1d0b-a677-d4ad-3c8a5727e755

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 10, 2010
First registration: Jan 23, 2018
Dual registered: yes, broker-dealer
Other names: DAVID HUHTALA
IAPD individual key: 5751096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	n/a	yes	UTICA, NY\|UTICA, NY\|ROME, NY\|NEW HARTFORD, NY\|LITTLE FALLS, NY\|NEW HARTFORD, NY\|NEWPORT, NY\|WHITESBORO, NY\|CANASTOTA, NY\|FRANKFORT, NY\|BALDWINSVILLE, NY\|NORTH HERKIMER, NY	Current employment
M&T SECURITIES, INC.	n/a	Jan 13, 2020	Jun 9, 2021	no	BALTIMORE, MD\|Syracuse, NY\|ROME, NY\|CANASTOTA, NY\|CAMDEN, NY\|UTICA, NY\|NEW HARTFORD, NY\|UTICA, NY	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 23, 2018	Dec 31, 2019	no	Baldwinsville, NY\|PHOENIX, AZ\|BALDWINSVILLE, NY\|SYRACUSE, NY\|BALDWINSVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 9, 2021	0	Bulk transfer	Other
SAGEPOINT FINANCIAL, INC.	M&T SECURITIES, INC.	Dec 31, 2019	Jan 13, 2020	13	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 9, 2021 to presentfactForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Jan 13, 2020 to Jun 9, 2021factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 23, 2018 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56c750d4-1d0b-a677-d4ad-3c8a5727e755
First observed: Jan 23, 2018
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

David Andrew Huhtala

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56c750d4-1d0b-a677-d4ad-3c8a5727e755

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.