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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

Charles Radcliffe

Advisor at J.P. MORGAN SECURITIES LLC

New York, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:56c8de05-13d0-812f-747d-ac072863cfdd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 31, 1992
First registration: Jun 20, 2006
Dual registered: yes, broker-dealer
Other names: CHARLES RADCLIFFE|CHARLES C RADCLIFFE|CHARLES CLARK RADCLIFFE
IAPD individual key: 1560923

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 22, 2023	n/a	yes	New York, NY\|NEW YORK, NY	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jul 15, 2010	Mar 21, 2025	no	SAN FRANCISCO, CA\|NEW YORK, NY	Previous registration
FIRST REPUBLIC WEALTH ADVISORS, LLC	n/a	Oct 29, 2009	Sep 30, 2010	no	NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 27, 2009	no	New York, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 20, 2006	Apr 2, 2007	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 21, 2025	Nov 22, 2023	-485	Bulk transfer	Ibd to wirehouse
FIRST REPUBLIC WEALTH ADVISORS, LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Sep 30, 2010	Jul 15, 2010	-77	Firm change after gap	Other
MORGAN STANLEY	FIRST REPUBLIC WEALTH ADVISORS, LLC	Oct 27, 2009	Oct 29, 2009	2	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 15, 2010 to Mar 21, 2025factForm ADV
→ FIRST REPUBLIC WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 29, 2009 to Sep 30, 2010factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 27, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 20, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.