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RIA / WealthAdvisor24 years in industry

BERT DEEMS MAY

Advisor at MAI CAPITAL MANAGEMENT, LLC

Charlotte, NC

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Search this name across graphsid dfx:ria:56cb2937-faf1-6cd5-943c-e255e67a346c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 28, 2001
First registration: Jan 17, 2002
Dual registered: no
IAPD individual key: 4445278

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Dec 24, 2021	n/a	yes	Charlotte, NC	Current employment
QUEENS OAK ADVISORS	Former SEC adviser	Sep 3, 2009	Dec 15, 2021	no	CHARLOTTE, NC	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 3, 2009	Sep 3, 2009	no	MIAMI, FL	Previous registration
STANFORD GROUP COMPANY	n/a	Nov 16, 2007	Mar 13, 2009	no	CHARLOTTE, NC	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jan 17, 2002	Nov 20, 2007	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUEENS OAK ADVISORS	MAI CAPITAL MANAGEMENT, LLC	Dec 15, 2021	Dec 24, 2021	9	Firm change	RIA to RIA
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	QUEENS OAK ADVISORS	Sep 3, 2009	Sep 3, 2009	0	Firm change	Other
STANFORD GROUP COMPANY	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Mar 13, 2009	Apr 3, 2009	21	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	STANFORD GROUP COMPANY	Nov 20, 2007	Nov 16, 2007	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
150605:109807:NC:2021-12-15	Dec 15, 2021	Dec 24, 2021	CHARLOTTE, NC	Firm change

Relationships

Registered with (5)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 24, 2021 to presentfactForm ADV
→ QUEENS OAK ADVISORSRegistered adviserregistration: previous registration
Sep 3, 2009 to Dec 15, 2021factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 3, 2009 to Sep 3, 2009factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Nov 16, 2007 to Mar 13, 2009factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jan 17, 2002 to Nov 20, 2007factForm ADV

Dated events

No dated event names this entity yet.