DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O•••• W•••••• I•••
CENTRALIA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | CENTRALIA, WA | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Aug 2, 2016 | Jun 14, 2024 | no | CENTRALIA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| S•••••• P••••••• I••••••••• S••••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Aug 2, 2016 | Aug 2, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:1254:WA:2015-09-09 | Sep 9, 2015 | Sep 8, 2015 | FIRCREST, WA | Firm change |
| S•••••• P••••••• I••••••••• S••••••••• L•• | Former SEC adviser | Sep 8, 2015 | Aug 2, 2016 | no | Centralia, WA|PORTLAND, OR | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 20, 2012 | Sep 9, 2015 | no | MONTESANO, WA|OLYMPIA, WA|CENTRALIA, WA|FORT MILL, SC|ABERDEEN, WA|ELMA, WA|LACEY, WA|LACEY, WA|MCCLEARY, WA|CENTRALIA, WA|ELMA, WA|LACEY, WA|OLYMPIA, WA|MONTESANO, WA|LACEY, WA|TACOMA, WA|FIRCREST, WA | Previous registration |
| 0 |
| Firm change |
| Other |
| L•• F•••••••• L•• | S•••••• P••••••• I••••••••• S••••••••• L•• | Sep 9, 2015 | Sep 8, 2015 | -1 | Firm change | Other |