RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R•••••• S•••••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Centralia, Wa
- S••••••••• A•••••• A•••••••• I••• formerAug 2, 2016 to Jun 14, 2024 · Centralia, Wa
- S•••••• P••••••• I••••••••• S••••••••• L•• formerSep 8, 2015 to Aug 2, 2016 · Centralia, Wa
- L•• F•••••••• L•• BD affiliatedNov 20, 2012 to Sep 9, 2015 · Montesano, Wa
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•••••• P••••••• I••••••••• S••••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Aug 2, 2016, registered Aug 2, 2016 (0 days) · Other
- L•• F•••••••• L•• to S•••••• P••••••• I••••••••• S••••••••• L••left Sep 9, 2015, registered Sep 8, 2015 (-1 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address