DFX Intelligence

S••• K•••••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant32 years in industry

S••• K•••••••• A••••••

Advisor at I••••••• 8• I••••••••• L••

CUPERTINO, CA

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Search this name across graphsid dfx:ria:56d6e17e-a462-fa41-7f38-3376efacdb91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• 8• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• 8• I••••••••• L••	Independent wealth	Jan 20, 2010	n/a	yes	CUPERTINO, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	May 9, 2000	Oct 16, 2009	no	SUNNYVALE, CA\|Sunnyvale, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	I••••••• 8• I••••••••• L••	Oct 16, 2009	Jan 20, 2010	96	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ I••••••• 8• I••••••••• L••Registered adviserregistration: current employment
Jan 20, 2010 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 9, 2000 to Oct 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56d6e17e-a462-fa41-7f38-3376efacdb91
First observed: May 9, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.