DFX Intelligence

N••••••• R••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

N••••••• R••••• S•••••••

Advisor at C••••• I••••••••• A••••••• L••

PLYMOUTH, MI

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Search this name across graphsid dfx:ria:56e750d5-cafe-1299-a62c-564fcef76b0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 28, 2025	n/a	yes	PLYMOUTH, MI	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Apr 17, 2013	Dec 11, 2024	no	WALLED LAKE, MI\|WIXCOM, MI\|NOVI, MI\|NOVI, MI\|PLYMOUTH, MI\|SOUTH LYON, MI\|PLYMOUTH, MI\|HOWELL, MI\|PLYMOUTH, MI\|LIVONIA, MI\|HOWELL, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	C••••• I••••••••• A••••••• L••	Dec 11, 2024	Feb 28, 2025	79	Firm change	Ibd to ibd
C•• A•••• M••••••••• I•••	P•• W••••• M•••••••••	Jun 7, 2013	Apr 17, 2013

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 17, 2013 to Dec 11, 2024factForm ADV
→ C•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2010 to Jun 7, 2013factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
N••••••• R••••• S••••••• left P•• W••••• M••••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56e750d5-cafe-1299-a62c-564fcef76b0d
First observed: Sep 30, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.