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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ROBERT JAMES RAMSAY

Advisor at OSAIC INSTITUTIONS, INC.

FORT MYERS, FL | Naples, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 15, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 28, 1999
First registration: Jul 15, 1999
Dual registered: yes, broker-dealer
Other names: ROBBIE RAMSAY|ROB JAMES RAMSAY
IAPD individual key: 3224847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	May 16, 2014	n/a	yes	FORT MYERS, FL\|Naples, FL	Current employment
BMO ASSET MANAGEMENT CORP.	Other adviser	Jun 8, 2012	Aug 13, 2013	no	CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	May 8, 2008	Jun 8, 2012	no	MILWAUKEE, WI	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Jul 15, 1999	Jun 15, 2006	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO ASSET MANAGEMENT CORP.	OSAIC INSTITUTIONS, INC.	Aug 13, 2013	May 16, 2014	276	Firm change	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO ASSET MANAGEMENT CORP.	Jun 8, 2012	Jun 8, 2012	0	Bulk transfer	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	M&I INVESTMENT MANAGEMENT CORP.	Jun 15, 2006	May 8, 2008	693	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
May 16, 2014 to presentfactForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Jun 8, 2012 to Aug 13, 2013factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
May 8, 2008 to Jun 8, 2012factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Jul 15, 1999 to Jun 15, 2006factForm ADV

Dated events

No dated event names this entity yet.