DFX Intelligence

N••••••• A•••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

N••••••• A•••••••• M••••

Advisor at I•••••• W•••••

CEDAR P•••, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• W•••••	Independent wealth	Jan 15, 2020	n/a	yes	CEDAR P•••, TX	Current employment
S••••••••• W••••• M••••••••• I•••	Former SEC adviser	Jan 2, 2018	Mar 23, 2022	no	Cedar Park, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W••••• M••••••••• I•••	I•••••• W•••••	Mar 23, 2022	Jan 15, 2020	-798	Firm change after gap	RIA to RIA
E•••• A••••••••• L••	S••••••••• W••••• M••••••••• I•••	Jan 3, 2018	Jan 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
164953:306403:TX:2022-03-23	Mar 23, 2022	Jan 15, 2020	CEDAR P•••, TX	Firm change after gap
148703:164953:TX:2018-01-03	Jan 3, 2018	Jan 2, 2018	AUSTIN, TX	Firm change

Relationships

Registered with (8)

→ I•••••• W•••••Registered adviserregistration: current employment
Jan 15, 2020 to presentfactForm ADV
→ S••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2018 to Mar 23, 2022factForm ADV
→ E•••• A••••••••• L••Registered adviserregistration: previous registration
Nov 2, 2017 to Jan 3, 2018factForm ADV
→ O•••••••••

Dated events

Order

Occurred
23 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 9, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.