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Advisor at ROCKEFELLER CAPITAL MANAGEMENT
LIGHTHOUSE POINT, FL | Boca Raton, FL | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Aug 7, 2024 | n/a | yes | Boca Raton, FL | Current employment |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Mar 17, 2021 | n/a | yes | Boca Raton, FL|ATLANTA, GA|LIGHTHOUSE POINT, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 29, 2021 | no | Boca Raton, FL|Boca Raton, FL|Boca Raton, FL|FT. LAUDERDALE, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 12, 1999 | Jun 1, 2009 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | ROCKEFELLER CAPITAL MANAGEMENT | Mar 29, 2021 | Mar 17, 2021 | -12 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |