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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

BRIAN PATRICK RONGEY

Advisor at SMITH MOORE & CO.

CLAYTON, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56fd796e-4958-dae5-1f81-a2c5db8127d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SMITH MOORE & CO.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 16, 2009
First registration: Jun 17, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5314653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMITH MOORE & CO.	Bd affiliated wealth	Sep 1, 2026	n/a	yes	CLAYTON, MO\|CLAYTON, MO	Current employment
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Jun 17, 2009	Aug 25, 2026	no	O'FALLON, IL\|CINCINNATI, OH\|OVERLAND PARK, KS\|MENTOR, OH\|FREDERICKSBURG, VA\|SNEADS FERRY, NC\|MINOCQUA, WI\|BALTIMORE, MD\|HAVRE DE GRACE, MD\|SPRINGFIELD, MO\|ST. LOUIS, MO\|NEW YORK, NY\|SULLIVAN, MO\|HAMPTON BAYS, NY\|MORRISTOWN, NJ\|RICHLAND, WA\|GRAND RAPIDS, MI\|STANLEY, NC\|BATTLE CREEK, MI\|HIGHLANDS RANCH, CO\|PORTAGE, MI\|MARCO ISLAND, FL\|LITHIA, FL\|MT HOREB, WI\|WINSTON-SALEM, NC\|MONROE, LA\|UNION, KY\|GRAND RAPIDS, MI\|SOUTH BEND, IN\|ROCHESTER, MN\|HANNIBAL, MO\|NEW YORK, NY\|OCEAN SPRINGS, MS\|CAPE CORAL, FL\|PEORIA, IL\|DARDENNE PRAIRIE, MO\|NAPLES, FL\|SAINT PAUL, IN\|DOTHAN, AL\|FORT MYERS, FL\|KIRKWOOD, MO\|BENSALEM, PA\|DARDENNE PRAIRIE, MO\|NAPLES, FL\|FAIRHOPE, AL\|SAUKVILLE, WI\|PUEBLO, CO\|NEW ORLEANS, LA\|MADISON, WI\|O'FALLON, MO\|SAN ANTONIO, TX\|WESLEY CHAPEL, FL\|ST. LOUIS, MO\|LANCASTER, OH\|CHARLESTON, SC\|CENTER VALLEY, PA\|DUBLIN, OH\|SALEM, OH\|CEDAR, MI\|HILLSBORO, OR\|DES PERES, MO\|CANYON LAKE, TX\|ALLISON PARK, PA\|CONCORDIA, KS\|DEXTER, MO\|GREAT NECK, NY\|HARTLAND, WI\|MILWAUKEE, WI\|OVERLAND PARK, KS\|AUSTIN, TX\|SHAWNEE, KS\|WICHITA, KS\|WILMINGTON, NC\|NEW WINDSOR, NY\|WICHITA, KS\|STORM LAKE, IA\|HUTCHINSON, KS\|CHASKA, MN\|ST. CHARLES, MO\|NEWPORT BEACH, CA\|CHESTERFIELD, MO\|WILMINGTON, NC\|FLORISSANT, MO\|SARASOTA, FL\|ROCKFORD, MI\|ST. CHARLES, MO\|CHICAGO, IL\|CINCINNATI, OH\|EAGAN, MN\|HOMER GLEN, IL\|Kettering, OH\|ST. LOUIS, MO\|TEMPLE, TX\|NEW ORLEANS, LA\|PLYMOUTH, MN\|CATONSVILLE, MD\|ROCHESTER, MI\|INCLINE VILLAGE, NV\|GEORGETOWN, TX\|ST. LOUIS, MO\|CLAYTON, MO\|DES PERES, MO\|LANESVILLE, IN\|BLOOMFIELD, MO\|MIDDLETON, WI\|PENSACOLA, FL\|NAPLES, FL\|MORRIS PLAINS, NJ\|SAINT ANTHONY, MN\|ST. LOUIS, MO\|ELLISVILLE, MO\|AUSTIN, TX\|CREVE COEUR, MO\|CAPE CORAL, FL\|TELFORD, PA\|PRAIRIE VILLAGE, KS\|HOUSTON, TX\|TEMPLE, TX\|ST. LOUIS, MO\|MURRAYSVILLE, GA\|EAGLE, ID\|LANDSDALE, PA\|THE VILLAGES, FL\|OVERLAND PARK, KS\|LOUISVILLE, KY\|GULFPORT, MS\|MARCO ISLAND, FL\|PLYMOUTH, MN\|BROOKLYN, NY\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	SMITH MOORE & CO.	Aug 25, 2026	Sep 1, 2026	7	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ SMITH MOORE & CO.Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 17, 2009 to Aug 25, 2026factForm ADV

Dated events

Occurred
Aug 25, 2026
Advisor changed firm
Brian Patrick Rongey left Stifel Independent Advisors, Llc for Smith Moore & Co. (registered 2026-09-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56fd796e-4958-dae5-1f81-a2c5db8127d4
First observed: Jun 17, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN PATRICK RONGEY

Advisor at SMITH MOORE & CO.

CLAYTON, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56fd796e-4958-dae5-1f81-a2c5db8127d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SMITH MOORE & CO.

Bd affiliated wealth

Sep 1, 2026

n/a

yes

CLAYTON, MO|CLAYTON, MO

Current employment

STIFEL INDEPENDENT ADVISORS, LLC

Bd affiliated wealth

Jun 17, 2009

Aug 25, 2026

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

STIFEL INDEPENDENT ADVISORS, LLC

SMITH MOORE & CO.

Aug 25, 2026

Sep 1, 2026

Firm change

Ibd to ibd