DFX Intelligence

C••• S••• R•••••• L•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••• S••• R•••••• L•

Advisor at P••• A••••• S••••••••• L••

HONOLULU, HI

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Search this name across graphsid dfx:ria:56ff8efc-1b7d-f293-29c4-82d6946318bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	May 20, 2025	n/a	yes	HONOLULU, HI	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	May 2, 2025	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	P••• A••••• S••••••••• L••	May 2, 2025	May 20, 2025	18	Firm change	Ibd to ibd
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (3)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
May 20, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to May 2, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 9, 2023 to Nov 14, 2024factForm ADV

Dated events

Occurred
May 2, 2025
Advisor changed firm
C••• S••• R•••••• L• left L•• E••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2025-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56ff8efc-1b7d-f293-29c4-82d6946318bd
First observed: Jun 9, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.