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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

NANCY ELIZABETH LEWIS-HELIOTES

Advisor at MOMENTUM INDEPENDENT NETWORK INC.

Napa, CA | DALLAS, TX

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Search this name across graphsid dfx:ria:570aafa3-6cc8-a299-0eea-07e5f7c5b685

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOMENTUM INDEPENDENT NETWORK INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Dec 29, 1994
First registration: Oct 3, 2002
Dual registered: yes, broker-dealer
Other names: NANCY ELIZABETH LEWIS|NANCY HELIOTES
IAPD individual key: 2532011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Oct 27, 2020	n/a	yes	DALLAS, TX\|Napa, CA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 2, 2017	Aug 18, 2020	no	CHICO, CA\|CHICO, CA\|ROSEVILLE, CA\|ROSEVILLE, CA\|NAPA, CA	Previous registration
CWM, LLC	Bd affiliated wealth	Mar 31, 2016	Sep 25, 2017	no	Napa, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Jun 1, 2015	Mar 31, 2016	no	NAPA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 25, 2007	Jun 22, 2015	no	CITRUS HEIGHTS, CA\|SAINT HELENA, CA\|SAN FRANCISCO, CA\|GLENDALE, CA\|GLEN BURNIE, MD\|SAN JOSE, CA\|SAN FRANCISCO, CA\|SANTA ROSA, CA\|SONOMA, CA\|SONOMA, CA\|San Antonio, TX\|ST HELENA, CA\|SANTA ROSA, CA\|SAN FRANCISCO, CA\|SONOMA, CA\|NAPA, CA\|SANTA ROSA, CA\|NAPA, CA\|SONOMA, CA\|ST. HELENA, CA\|GLENDALE, CA\|San Francisco, CA\|NAPA, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 3, 2002	May 20, 2004	no	NAPA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MOMENTUM INDEPENDENT NETWORK INC.	Aug 18, 2020	Oct 27, 2020	70	Firm change	Ibd to ibd
CWM, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 25, 2017	Oct 2, 2017	7	Firm change	Other
STRATEGIC WEALTH ADVISORS GROUP	CWM, LLC	Mar 31, 2016	Mar 31, 2016	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	STRATEGIC WEALTH ADVISORS GROUP	Jun 22, 2015	Jun 1, 2015	-21	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CITIGROUP GLOBAL MARKETS INC.	May 20, 2004	May 25, 2007	1,100	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140977:155344:CA:2016-03-31	Mar 31, 2016	Mar 31, 2016	NAPA, CA	Firm change

Relationships

Registered with (6)

→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: current employment
Oct 27, 2020 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 2, 2017 to Aug 18, 2020factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Mar 31, 2016 to Sep 25, 2017factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Jun 1, 2015 to Mar 31, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 25, 2007 to Jun 22, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 3, 2002 to May 20, 2004factForm ADV

Dated events

No dated event names this entity yet.