DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••••• W••••• M•••••••••
TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••••• W••••• M••••••••• | Independent wealth | Dec 1, 2016 | n/a | yes | TOWSON, MD | Current employment |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Sep 2, 2016 | Dec 7, 2016 | no | Baltimore, MD|OLYMPIA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | F•••••••• A•••••••• I••••••••• M••••••••• | Dec 19, 2016 | Sep 2, 2016 | -108 | Firm change after gap | Other |
| F•••••••• A•••••••• I••••••••• M••••••••• | P••••••••• W••••• M••••••••• | Dec 7, 2016 | Dec 1, 2016 |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 16, 2005 | Dec 19, 2016 | no | BETHESDA, MD|WASHINGTON, DC|ALEXANDRIA, VA|BALTIMORE, MD | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Sep 19, 2005 | no | BALTIMORE, MD | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Aug 8, 2001 | Jul 1, 2003 | no | BALTIMORE, MD | Previous registration |
| -6 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Sep 19, 2005 | Sep 16, 2005 | -3 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |