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T••••••• W•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T••••••• W•••••• M•••••••

Advisor at A••••• T••••• P•••••• W•••••

New York, NY | NEW YORK, NY | SCOTTSDALE, AZ | ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:570e895b-5a44-335b-477c-051851bf1cc0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• T••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• T••••• P•••••• W•••••	Independent wealth	Mar 11, 2024	n/a	yes	SCOTTSDALE, AZ\|NEW YORK, NY	Current employment
A••••• T••••• S••••••••• L••	Independent wealth	Mar 11, 2024	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	A••••• T••••• P•••••• W•••••	Mar 12, 2024	Mar 11, 2024	-1	Firm change	Ibd to RIA
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 6, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:153902:NY:2024-03-12	Mar 12, 2024	Mar 11, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ A••••• T••••• P•••••• W•••••Registered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ A••••• T••••• S••••••••• L••Registered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2016 to Mar 12, 2024factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

Occurred
Mar 12, 2024
Advisor changed firm
T••••••• W•••••• M••••••• left R•••••• J•••• • A••••••••• I••• for A••••• T••••• P•••••• W••••• (registered 2024-03-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:570e895b-5a44-335b-477c-051851bf1cc0
First observed: Feb 20, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.