DFX Intelligence

E•••••• D•••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

E•••••• D•••• T•••

Advisor at P••••••• C•••••• M••••••••• L••

ORINDA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• C•••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• C•••••• M••••••••• L••	Asset manager	Jan 5, 2018	n/a	yes	ORINDA, CA	Current employment
P••••••• G••••• I•••••••• L••	Institutional manager	Jun 18, 2019	Apr 19, 2022	no	ORINDA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• G••••• I•••••••• L••	n/a	Apr 19, 2022	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ P••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 28, 2015 to Dec 31, 2017factForm ADV
→ P••••••• G••••• I•••••••• L••Registered adviserregistration: previous registration
Jun 18, 2019 to Apr 19, 2022factForm ADV

Dated events

Order

Occurred
19 Apr 2022
Advisor departed, no destination yet
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.