DFX Intelligence

W••• V•• S••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

W••• V•• S••••• C••••

Advisor at M••••• S••••••

Houston, TX | Denver, CO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 16, 2020	n/a	yes	Houston, TX\|Denver, CO	Current employment
S•••••• C• B•••••••• • C••• L••	Other adviser	Apr 11, 2011	Nov 16, 2012	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	S•••••• C• B•••••••• • C••• L••	Nov 18, 2020	Apr 11, 2011	-3,509	Firm change after gap	Other
S•••••• C• B•••••••• • C••• L••	M••••• S••••••	Nov 16, 2012	Nov 16, 2020

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 16, 2020 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Jan 1, 2011 to Nov 18, 2020factForm ADV
→ S•••••• C• B•••••••• • C••• L••Registered adviserregistration: previous registration
Apr 11, 2011 to Nov 16, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 1, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.