Y••••••• C••

Advisor at A••••• A••••

A•••••, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5726abb5-54a4-c362-9422-45e281b6d225

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A••••	Independent wealth	Mar 30, 2023	n/a	yes	A•••••, TX	Current employment
T•• C•••••••• G••••• L••	Former SEC adviser	Mar 16, 2018	Jun 9, 2022	no	GAITHERSBURG, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••••• G••••• L••	A••••• A••••	Jun 9, 2022	Mar 30, 2023	294	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A••••• A••••Registered adviserregistration: current employment
Mar 30, 2023 to presentfactForm ADV
→ T•• C•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 16, 2018 to Jun 9, 2022factForm ADV

Dated events

Occurred
Jun 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5726abb5-54a4-c362-9422-45e281b6d225
First observed: Mar 16, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.