DFX Intelligence

S••••••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S••••••••• C•••••• P•••••••

S••••••••• C•••••• P•••••••, L.P., CRD 161958

NEW YORK, NY

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Search this name across graphsid dfx:ria:572a3ba4-3137-a3c4-f842-7c2bb86c9ffa

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 91
Dated events: 1
On other graphs: 3
Observed: Feb 23, 2012 to Apr 15, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••••• C•••••• P•••••••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

S••••••••• C•••••• P•••••••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

S••••••••• C•••••• P•••••••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $18B••• Locked
Discretionary RAUM: $18B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 132

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• C•••••• I••• L•••	Private Equity Fund	$1.8B	Mar 31, 2024	115	Mar 30, 2020	reported	n/a
S••••••••• C•••••• I• O•• C•••••••• P•••••••• L•••	Private Equity Fund	$1.5B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• C••••	P••••• O• S••••••••• C•••••• P••••••• C••••• L••••••	E	yes	06/2010	Feb 23, 2012	Mar 31, 2024
H•••••••• O•••••• C•	M••••• O• S••••••••• C•••••• P•••••••• L••	C	yes	06/2010	Feb 23, 2012	Mar 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S• I• O•• C•••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
S• I•• O•• G•• L••	n/a	n/a	n/a	N	yes	n/a
S•• S•• I• G•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	24	no
Miami	FL	United States	3	no
Toronto	n/a	Canada	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18B	$18B	-0.8%	$12B	14.0%	132	131	3	3

Relationships

showing 80 of 91

Advises (67)

→ S••••••••• C•••••• I•• C•• C•••••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 31, 2024 to presentfactForm ADV
→ S••••••••• C•• C•••••••• P••••••• D• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ S••••••••• O••••••••• M••••• F••• I•••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ S••••••••• C•••••• I•• N•• C•••••••• P•••••••• L•••

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$3.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:572a3ba4-3137-a3c4-f842-7c2bb86c9ffa
First observed: Feb 23, 2012
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.