DFX Intelligence
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Reading the graph
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Advisor at O• I••••••••• M••••••••• C•
Fort Collins, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Jan 22, 2019 | n/a | yes | Fort Collins, CO | Current employment |
| W•••••• • R••• | Former SEC adviser | Sep 8, 2016 | Jan 25, 2019 | no | FT. COLLINS, CO|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | O• I••••••••• M••••••••• C• | Jan 25, 2019 | Jan 22, 2019 | -3 | Firm change | Ibd to ibd |
| O• I••••••••• M••••••••• C• | W•••••• • R••• | Sep 1, 2016 | Sep 8, 2016 |
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Aug 3, 2016 | Sep 1, 2016 | no | Fort Collins, CO | Previous registration |
| R•• C•••••• M••••••••• L•• | Former SEC adviser | May 25, 2016 | Aug 30, 2016 | no | FORT COLLINS, CO | Previous registration |
| Firm change |
| Other |
| R•• C•••••• M••••••••• L•• | O• I••••••••• M••••••••• C• | Aug 30, 2016 | Aug 3, 2016 | -27 | Firm change | Other |