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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

SCOTT THOMAS FARMER

Advisor at WELLS FARGO ADVISORS

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:57395232-49e6-1c9e-6500-a4db0cb96ab2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 21, 2012
First registration: Aug 6, 2012
Dual registered: yes, broker-dealer
Other names: SCOTT FARMER|SCOTT T FARMER
IAPD individual key: 6005213

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 4, 2016	n/a	yes	KNOXVILLE, TN	Current employment
NATIONWIDE SECURITIES, LLC	No RAUM reported	Nov 7, 2013	Oct 5, 2016	no	KNOXVILLE, TN\|Knoxville, TN\|CHATTANOOGA, TN\|Oak Ridge, TN\|LAFOLLETTE, TN	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 7, 2013	Oct 16, 2013	no	ATLANTA, GA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 6, 2012	May 14, 2013	no	Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE SECURITIES, LLC	WELLS FARGO ADVISORS	Oct 5, 2016	Oct 4, 2016	-1	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	NATIONWIDE SECURITIES, LLC	Oct 16, 2013	Nov 7, 2013	22	Firm change	Other
MML INVESTORS SERVICES, LLC	NEW ENGLAND SECURITIES CORPORATION	May 14, 2013	Jun 7, 2013	24	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 4, 2016 to presentfactForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 7, 2013 to Oct 5, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 7, 2013 to Oct 16, 2013factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 6, 2012 to May 14, 2013factForm ADV

Dated events

No dated event names this entity yet.