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Advisor at WELLS FARGO ADVISORS
CHARLOTTE, NC | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 6, 2023 | n/a | yes | ST. LOUIS, MO|CHARLOTTE, NC | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Sep 22, 2020 | Jul 25, 2022 | no | Charlotte, NC | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Oct 18, 2019 | May 15, 2020 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | WELLS FARGO ADVISORS | Jul 25, 2022 | Jun 6, 2023 | 316 | Firm change | Ibd to wirehouse |
| ADVICE AND PLANNING SERVICES | VANGUARD ADVISERS, INC. | May 15, 2020 | Sep 22, 2020 | 130 | Firm change | Ibd to ibd |