DFX Intelligence

P••••••• D•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

P••••••• D•••• H•••••

Advisor at L••• L••• W••••• A••••••• G••••

SIESTA KEY, FL

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Search this name across graphsid dfx:ria:57450b1c-64c8-24e5-98bf-5a46e0f3866f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• L••• W••••• A••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• L••• W••••• A••••••• G••••	State registered	Feb 7, 2018	n/a	yes	SIESTA KEY, FL	Current employment
M••••• W••••• P•••••••	Independent wealth	Aug 8, 2017	Nov 13, 2017	no	NORTHFIELD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W••••• P•••••••	L••• L••• W••••• A••••••• G••••	Nov 13, 2017	Feb 7, 2018	86	Firm change	Other

Relationships

Registered with (2)

→ L••• L••• W••••• A••••••• G••••Registered adviserregistration: current employment
Feb 7, 2018 to presentfactForm ADV
→ M••••• W••••• P•••••••Registered adviserregistration: previous registration
Aug 8, 2017 to Nov 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57450b1c-64c8-24e5-98bf-5a46e0f3866f
First observed: Aug 8, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.