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EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC, CRD 107316
MIAMISBURG, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK E BRADY | n/a | DAYTON, OH | 32 | 34 | n/a | no |
| ROBERT JOHN SUTTMAN | Chartered Financial Analyst | DAYTON, OH | 32 | 35 | n/a | no |
| KENNETH EDWARD LEIST | n/a | DAYTON, OH | 23 | 35 | n/a | no |
| PAUL DAVID CRICHTON | n/a | DAYTON, OH | 23 | 34 | n/a | no |
| SCOTT EDGER LUNDY | Certified Financial Planner | DAYTON, OH | 23 | 25 | n/a | no |
| RONALD LEE EUBEL | n/a | DAYTON, OH | 22 | 34 | n/a | no |
| TERESA LYNNE KING | n/a | DAYTON, OH | 22 | 31 | n/a | no |
| DAVID KEITH RAY | n/a | MIAMISBURG, OH | 19 | 23 | n/a | no |
| MARY LYNN HEDRICK | Certified Financial Planner | MIAMISBURG, OH | 14 | 36 | 3 | no |
| Dawn Elaine Kramer | Certified Financial Planner | MIAMISBURG, OH | 10 | 20 | n/a | no |
| Matthew Dennis DiCicco | Certified Financial Planner | MIAMISBURG, OH | 9 | 10 | n/a | no |
| Egan Curtis Rosell | Certified Financial Planner | MIAMISBURG, OH | 7 | 12 | n/a | no |
| Stephanie Dawn Warrick | n/a | Dayton, OH | 6 | 25 | 1 | no |
| COURTNEY E STEPHENSON | n/a | MIAMISBURG, OH | 3 | 10 | n/a | no |
| SARA V. MAHONEY | n/a | MIAMISBURG, OH | 2 | 28 | n/a | no |
| Chase Conner Marshall | n/a | MIAMISBURG, OH | 2 | 10 | n/a | no |
| Brandon Matthew Kinney | n/a | MIAMISBURG, OH | 1 | 13 | n/a | no |
| Neesha Crawford | n/a | MIAMISBURG, OH | 1 | 14 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CREDIT FACILITY INVESTMENT, LLC | Private Equity Fund | $57.7M | Oct 24, 2017 | 94 | Mar 31, 2014 | dropped | 021-202681 |
| EBS CONVERTIBLE FUND I, L.P. | Hedge Fund | $52.3M | Apr 30, 2014 | 97 | Mar 29, 2012 | dropped | 021-125420 |
| EBS PARTNERS, L.P. | Hedge Fund | $8.7M | Jun 29, 2020 | 16 | Mar 29, 2012 | dropped | n/a |
| EBS OPPORTUNITY FUND, L.P. | Private Equity Fund | $1.1M | Dec 4, 2015 | 80 | Mar 29, 2012 | dropped | 021-135443 |
| EBS OPPORTUNITY FUND II, L.P. | Private Equity Fund | $738,405 | Dec 4, 2015 | 58 | Mar 29, 2012 | dropped | 021-136773 |
| EBS FIRST LIEN FUND, LLC | Real Estate Fund | $412,945 | Jun 29, 2020 | 89 | Mar 29, 2012 | dropped | 021-141865 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRADY, MARK, E | CO-CIO, DIRECTOR | B | yes | 08/1993 | Sep 1, 2026 | Sep 1, 2026 |
| CRICHTON, PAUL, DAVID | DIRECTOR OF TRADING, SENIOR SECURITIES ANALYST | A | yes | 01/2009 | Sep 1, 2026 | Sep 1, 2026 |
| DiCicco, Matthew, Dennis | PRESIDENT, GENERAL COUNSEL | A | yes | 12/2022 | Sep 1, 2026 | Sep 1, 2026 |
| EUBEL, RONALD, LEE | CO-CIO, DIRECTOR | B | yes | 08/1993 | Sep 1, 2026 | Sep 1, 2026 |
| KING, TERESA, LYNNE | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2019 | Sep 1, 2026 | Sep 1, 2026 |
| LUNDY, SCOTT, EDGER | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | yes | 01/2009 | Sep 1, 2026 | Sep 1, 2026 |
| RILEY, KIMBERLY, A. | CHIEF FINANCIAL OFFICER, TREASURER | Na | yes | 06/2016 | Sep 1, 2026 | Sep 1, 2026 |
| SUTTMAN, ROBERT, JOHN | CO-FOUNDER, DIRECTOR | B | yes | 08/1993 | Sep 1, 2026 | Sep 1, 2026 |
| Warrick, Stephanie, Dawn | CHIEF OPERATIONS OFFICER | A | yes | 03/2022 | Sep 1, 2026 | Sep 1, 2026 |
| LEIST, KENNETH, EDWARD | SENIOR SECURITIES ANALYST | A | yes | 01/2009 | Dec 2, 2011 | Mar 28, 2024 |
| RAY, DAVID, KEITH | SECRETARY, DIRECTOR | Na | yes | 09/2003 | Dec 2, 2011 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MATTHEW D. DICICCO | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $2.1B | $2.1B | 34 | 23 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.8B | $1.8B | 36 | 36 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.0B | $2.0B | 33 | 33 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.8B | $1.8B | 33 | 33 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.6B | $1.6B | 32 | 32 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $1.3B | $1.3B | 29 | 29 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.2B | $1.2B | 29 | 29 | 0 | 2 | $9.2M |
| 2018 | Mar 31, 2019 | $1.1B | $1.1B | 29 | 29 | 0 | 2 | $14.9M |
| 2017 | Mar 30, 2018 | $1.2B | $1.2B | 29 | 29 | 0 | 2 | $18.7M |
| 2016 | Mar 30, 2017 | $1.2B | $1.2B | 31 | 31 | n/a | 3 | $76.0M |
| 2015 | Mar 30, 2016 | $1.1B | $1.1B | 28 | 28 | n/a | 3 | $63.8M |
| 2014 | Mar 31, 2015 | $1.1B | $1.1B | 29 | 29 | n/a | 5 | $68.3M |
| 2013 | Mar 31, 2014 | $789M | $789M | 32 | 32 | n/a | 6 | $127M |
| 2012 | Apr 1, 2013 | $639M | $639M | 30 | 30 | n/a | 5 | $82.4M |
| 2011 | Mar 29, 2012 | $586M | $586M | n/a | n/a | n/a | 5 | $81.0M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.1B | $1.8B | 13.5% | $1.8B | 4.6% | 34 | 36 | 0 | 0 |