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Advisor at LPL FINANCIAL LLC
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 19, 2025 | n/a | yes | FRANKLIN, TN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 29, 2014 | Apr 2, 2025 | no | NASHVILLE, TN|NASHVILLE, TN|Franklin, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Apr 2, 2025 | Mar 19, 2025 | -14 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:6413:TN:2025-04-02 | Apr 2, 2025 | Mar 19, 2025 | FRANKLIN, TN | Firm change |