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Advisor at J.P. MORGAN SECURITIES LLC
Denver, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 5, 2022 | n/a | yes | Denver, CO | Current employment |
| HIGHWATER WEALTH MANAGEMENT LLC | Former SEC adviser | Aug 28, 2015 | Jun 12, 2019 | no | GLENDALE, CO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Nov 2, 2009 | Sep 21, 2015 | no | ENGLEWOOD, CO|Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHWATER WEALTH MANAGEMENT LLC | J.P. MORGAN SECURITIES LLC | Jun 12, 2019 | May 5, 2022 | 1,058 | Firm change after gap | RIA to wirehouse |
| CHARLES SCHWAB & CO., INC. | HIGHWATER WEALTH MANAGEMENT LLC | Sep 21, 2015 | Aug 28, 2015 | -24 | Firm change | Other |