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Advisor at JANNEY MONTGOMERY SCOTT LLC
WESTMINSTER, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jun 14, 2013 | n/a | yes | WESTMINSTER, MD | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 8, 2013 | no | WESTMINSTER, MD|BALTIMORE, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Jun 1, 2009 | no | WESTMINSTER, MD|NEW YORK, NY|WESTMINSTER, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | May 19, 1998 | Feb 21, 2006 | no | WESTMINSTER, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Jul 8, 2013 | Jun 14, 2013 | -24 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |