DFX Intelligence

Data Factory

L••••• A•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

L••••• A•• W••••••

Advisor at L•• F•••••••• L••

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57619b98-0c7a-1f90-392d-17d07f96571a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 23, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	SYRACUSE, NY\|TULLY, NY\|MONROE TOWNSHIP, PA\|TUNKHANNOCK, PA\|HAZLETON, PA\|EDWARDSVILLE, PA\|MESHOPPEN, PA\|WYALUSING, PA\|LACEYVILLE, PA	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Feb 12, 2016	Feb 14, 2018	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
L•• F•••••••• L••	I••••• F•••••••• C•••••••••	Feb 18, 2016	Feb 12, 2016

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 18, 2012 to Feb 18, 2016factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 12, 2016 to Feb 14, 2018factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Mar 15, 2007 to May 15, 2012factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57619b98-0c7a-1f90-392d-17d07f96571a
First observed: Oct 11, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.