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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WESSEL INVESTMENT COUNSEL, L.L.C.

CRD 129911

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:576c1be4-9846-e914-4370-4cde0fe6ea11

Data as of Apr 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Apr 5, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $41.3MItem 5.F on the latest filing (2012-04-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $41.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $41.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 181
SEC number: 801-71485
CRD: 129911
Filings on the tape: 4
First filed: Dec 23, 2011
Latest filed: Apr 5, 2012
Organised: Limited Liability Company, North Carolina

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ELMER GLENN FREDERICK WESSEL	Certified Financial Planner\|Chartered Financial Analyst	ASHEVILLE, NC	22	39	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WESSEL, ELMER, GLENN FREDERICK	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	11/2003	Dec 23, 2011	Apr 5, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 1, 2012	$41.3M	$41.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$41.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← WESSEL, ELMER, GLENN FREDERICKOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 23, 2011 to presentfactForm ADV

Registered with (2)

← ELMER GLENN FREDERICK WESSELAdvisorregistration: current employment
Feb 2, 2004 to presentfactForm ADV
← ROBERT MAURICE SIMONAdvisorregistration: previous registration
Aug 17, 2007 to Jun 9, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:576c1be4-9846-e914-4370-4cde0fe6ea11
First observed: Dec 23, 2011
Last observed: Apr 5, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESSEL INVESTMENT COUNSEL, L.L.C.

CRD 129911

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:576c1be4-9846-e914-4370-4cde0fe6ea11

Data as of Apr 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ELMER GLENN FREDERICK WESSEL

Certified Financial Planner|Chartered Financial Analyst

ASHEVILLE, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WESSEL, ELMER, GLENN FREDERICK

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

11/2003

Dec 23, 2011

Apr 5, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 1, 2012

$41.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$41.3M

n/a