DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Dec 2, 2015 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| F•••••••• L•• | Former SEC adviser | Jan 3, 2014 | Sep 11, 2015 | no | MINNEAPOLIS, MN|PUEBLO, CO|PUEBLO, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• L•• | E••••• J•••• | Sep 11, 2015 | Dec 2, 2015 | 82 | Firm change | Other |
| L•• F•••••••• L•• | F•••••••• L•• | Jan 7, 2014 | Jan 3, 2014 |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 2, 2006 | Jan 7, 2014 | no | PUEBLO, CO|GOLDEN, CO|PUEBLO, CO|PUEBLO, CO|CANON CITY, CO|COLORADO SPRINGS, CO | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Feb 22, 2002 | Oct 4, 2006 | no | PUEBLO, CO|PUEBLO, CO | Previous registration |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | L•• F•••••••• L•• | Oct 4, 2006 | Oct 2, 2006 | -2 | Firm change | Other |