DFX Intelligence

M•••••• J•• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

M•••••• J•• C••••••••

Advisor at L••••••• A•••••••

Athens, OH | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:57713a2c-39ee-a94c-c6da-8df65660c56a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• A•••••••	Independent wealth	Jun 23, 2016	n/a	yes	Athens, OH\|OVERLAND PARK, KS	Current employment
V•• A••••••• S•••••••	Former SEC adviser	Aug 19, 2009	Jun 23, 2016	no	OVERLAND PARK, KS\|ATHENS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	L••••••• A•••••••	Jun 23, 2016	Jun 23, 2016	0	Firm change	Other
M••••• S•••••• C•••••••••	V•• A••••••• S•••••••	Aug 19, 2009	Aug 19, 2009

Relationships

Registered with (3)

→ L••••••• A•••••••Registered adviserregistration: current employment
Jun 23, 2016 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 19, 2009 to Jun 23, 2016factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Jan 24, 2002 to Aug 19, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57713a2c-39ee-a94c-c6da-8df65660c56a
First observed: Jan 24, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.