DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••• C•••••• M•••••••••
CONCORD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Aug 24, 2026 | n/a | yes | CONCORD, CA | Current employment |
| I•••••• C•••••• M••••••••• | I•••••••••_WEALTH | Jun 7, 2021 | n/a | yes | CONCORD, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• C•••••• M••••••••• L•• | I•••••• C•••••• M••••••••• | Jan 6, 2022 | Jun 7, 2021 | -213 | Channel change | RIA to new firm |
| C••••• A•••••• N••••••• L•• | I•••••• C•••••• M••••••••• L•• | Sep 5, 2019 | Sep 11, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 176530:314558:CA:2022-01-06 | Jan 6, 2022 | Jun 7, 2021 | SAN RAMON, CA | Firm change after gap |
| Former SEC adviser |
| Sep 11, 2019 |
| Jan 6, 2022 |
| no |
| San Ramon, CA |
| Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Mar 15, 2019 | Sep 5, 2019 | no | WALNUT CREEK, CA | Previous registration |
| A••••••• G••••• A•••••••• I••• | Other adviser | Dec 22, 2012 | May 4, 2018 | no | WALNUT CREEK, CA | Previous registration |
| 6 |
| Firm change |
| Ibd to RIA |
| A••••••• G••••• A•••••••• I••• | C••••• A•••••• N••••••• L•• | May 4, 2018 | Mar 15, 2019 | 315 | Firm change | RIA to ibd |