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Advisor at O'SHAUGHNESSY ASSET MANAGEMENT, LLC
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Independent wealth | Oct 20, 2025 | n/a | yes | STAMFORD, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 8, 2025 | Oct 14, 2025 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Oct 14, 2025 | Oct 20, 2025 | 6 | Firm change | Wirehouse to RIA |