DFX Intelligence

C•••• A••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

C•••• A••••• W••••••••

Advisor at F••• S•••••• I••••••••• A•••••••• I•••

Montrose, CO

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Search this name across graphsid dfx:ria:57925e89-67bd-2e7e-20a9-d60a21aaff37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• S•••••• I••••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• S•••••• I••••••••• A•••••••• I•••	State registered	Sep 6, 2005	n/a	yes	Montrose, CO	Current employment
N•• F••••••••• I•••	n/a	Jan 30, 2004	Feb 18, 2005	no	MONTROSE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• • A••••• I•••	N•• F••••••••• I•••	Mar 29, 2006	Jan 30, 2004	-789	Firm change after gap	Other
N•• F••••••••• I•••	F••• S•••••• I••••••••• A•••••••• I•••	Feb 18, 2005	Sep 6, 2005

Relationships

Registered with (3)

→ F••• S•••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 6, 2005 to presentfactForm ADV
→ T••••••• • A••••• I•••Registered adviserregistration: previous registration
Jun 13, 2002 to Mar 29, 2006factForm ADV
→ N•• F••••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2004 to Feb 18, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57925e89-67bd-2e7e-20a9-d60a21aaff37
First observed: Jun 13, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.