DFX Intelligence

J••••• S••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••••• S••• M•••••

Advisor at T••• A•••••••• L••

RAPID CITY, SD

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Search this name across graphsid dfx:ria:579b8b01-37e8-7a27-93f2-d5726ec5ccb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 31, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• A•••••••• L••	State registered	Feb 4, 2025	n/a	yes	RAPID CITY, SD	Current employment
T••• A•••••••• L••	State registered	Feb 6, 2018	Dec 31, 2024	no	RAPID CITY, SD\|Kailua, HI\|RAPID CITY, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	T••• A•••••••• L••	Feb 23, 2017	Feb 6, 2018	348	Firm change	Other
P••• A••••• S••••••••• L••	H•••••• T••••••• • K•••• L••	Jun 12, 2014	Aug 8, 2014

Relationships

Registered with (4)

→ T••• A•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2018 to Dec 31, 2024factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Aug 8, 2014 to Feb 23, 2017factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 7, 2012 to Jun 12, 2014factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:579b8b01-37e8-7a27-93f2-d5726ec5ccb7
First observed: Mar 12, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.