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Advisor at MISSIONSQUARE RETIREMENT
Prior Lake, MN | WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Mar 23, 2016 | n/a | yes | WASHINGTON, DC|Prior Lake, MN | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 9, 2015 | Feb 26, 2016 | no | SHOREWOOD, MN | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Aug 7, 2013 | Jun 22, 2015 | no | OAKDALE, MN | Previous registration |
| MORGAN STANLEY | Wirehouse | May 14, 2010 | Sep 2, 2011 | no | Bloomington, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | MISSIONSQUARE RETIREMENT | Feb 26, 2016 | Mar 23, 2016 | 26 | Firm change | Other |
| STRATEGIC ADVISERS LLC | SAGEPOINT FINANCIAL, INC. | Jun 22, 2015 | Nov 9, 2015 | 140 | Firm change | Other |
| MORGAN STANLEY | STRATEGIC ADVISERS LLC | Sep 2, 2011 | Aug 7, 2013 | 705 | Firm change after gap | Wirehouse to ibd |