DFX Intelligence

D••••• J••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••• J••••• W•••••••••

Advisor at C••••••• W••••• M••••••••• L••

Houston, TX | HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• M••••••••• L••	Independent wealth	Apr 19, 2024	n/a	yes	HOUSTON, TX\|Houston, TX	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Aug 28, 2023	Apr 18, 2024	no	HOUSTON, TX\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	C••••••• W••••• M••••••••• L••	Apr 18, 2024	Apr 19, 2024	1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
128929:329586:FL:2024-04-16	Apr 18, 2024	Apr 19, 2024	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (2)

→ C••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 19, 2024 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Aug 28, 2023 to Apr 18, 2024factForm ADV

Dated events

Order

Occurred
18 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 28, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.