DFX Intelligence

B•••• A•••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B•••• A•••• N••••••••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO

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Search this name across graphsid dfx:ria:57a39aac-fee3-2f7f-b525-cfd2751324a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Apr 3, 2019	n/a	yes	Lone Tree, CO	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Mar 28, 2018	Sep 7, 2018	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	C•••••• S••••• • C••• I•••	Sep 7, 2018	Apr 3, 2019	208	Firm change	Ibd to ibd
S•••••••• I••••••••• M•••••••••	O••••••••• • C•• I•••	Mar 7, 2018	Mar 28, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:249:MO:2018-03-07	Mar 7, 2018	Mar 28, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Apr 3, 2019 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Mar 28, 2018 to Sep 7, 2018factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jun 15, 2017 to Mar 7, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57a39aac-fee3-2f7f-b525-cfd2751324a1
First observed: Jun 15, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.