DFX Intelligence
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Reading the graph
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Advisor at N•••••••• A•••• M•••••••••
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• A•••• M••••••••• | Independent wealth | Oct 1, 2009 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Oct 2, 2009 | no | WAYZATA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | N•••••••• A•••• M••••••••• | Oct 2, 2009 | Oct 1, 2009 | -1 | Firm change | Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• |
| n/a |
| Apr 2, 2007 |
| Jun 1, 2009 |
| no |
| WAYZATA, MN |
| Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 2, 2007 | Apr 2, 2007 | no | WAYZATA, MN | Previous registration |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |