S••••• A• C••••

Advisor at M•• I•••••••• S•••••••• L••

Brookfield, CT | SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57a6aa8c-51c5-9b9a-9f1d-25e5077876de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Apr 16, 2018	n/a	yes	SHELTON, CT\|Brookfield, CT	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 3, 2016	Jan 9, 2018	no	NEWTOWN, CT\|BETHEL, CT\|DANBURY, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Jan 9, 2018	Apr 16, 2018	97	Firm change	Wirehouse to ibd
M•• F•••••••• S•••••••• I•••	J••• M••••• S••••••••• L••	Feb 11, 2016	Mar 3, 2016

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2016 to Jan 9, 2018factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2004 to Feb 11, 2016factForm ADV
→ I••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57a6aa8c-51c5-9b9a-9f1d-25e5077876de
First observed: Jul 3, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.