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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 23, 2023 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 13, 2022 | Sep 8, 2023 | no | Westlake Village, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 8, 2023 | Aug 23, 2023 | -16 | Firm change | Wirehouse to ibd |