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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

BRIAN CHUNGYOON LEE

Advisor at LPL ENTERPRISE, LLC

WARRINGTON, PA | BRISTOL, PA

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Search this name across graphsid dfx:ria:57aa6582-58e8-8fba-65e1-d83a458ce300

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 9, 2013
First registration: Jan 27, 2014
Dual registered: yes, broker-dealer
Other names: Brian c Lee|CHUNG YOON LEE|BRIAN CHUNGYOON LEE|CHUNGYOON LEE|Brian c Lee
IAPD individual key: 6173196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	BRISTOL, PA\|WARRINGTON, PA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 28, 2019	Nov 14, 2024	no	Warrington, PA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 5, 2014	Jul 1, 2019	no	BALA CYNWYD, PA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 27, 2014	Oct 29, 2014	no	Warrington, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
EQUITABLE ADVISORS, LLC	PRUCO SECURITIES, LLC	Jul 1, 2019	Jun 28, 2019	-3	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	EQUITABLE ADVISORS, LLC	Oct 29, 2014	Nov 5, 2014	7	Firm change	Other

Relationships

Registered with (3)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 28, 2019 to Nov 14, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 5, 2014 to Jul 1, 2019factForm ADV

Dated events

No dated event names this entity yet.