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Advisor at FIRST TRUST ADVISORS LP
AUSTIN, TX | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | Asset manager | Mar 6, 2026 | n/a | yes | AUSTIN, TX|WHEATON, IL | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Feb 5, 2026 | no | KELLER, TX|FORT WORTH, TX|WESTLAKE, TX|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 20, 2023 | Mar 31, 2025 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | FIRST TRUST ADVISORS LP | Feb 5, 2026 | Mar 6, 2026 | 29 | Firm change | Other |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |